Built for the compliance decisions that matter now

2 days.

2 days built around what matters

Focused programming that moves from emerging risks to practical solutions you can apply back at your firm.

 

200+ senior leaders.

The right people in the room

Connect with senior compliance, legal, finance and operations leaders who understand the challenges you are working through.

1 Forum. One focus.

One shared priority.

Join your private funds compliance community to benchmark approaches, challenge thinking and strengthen how your firm operates.

Hear from the SEC

 

 

Compliance operations built for yesterday won't survive tomorrow's exam.

The Private Fund Compliance Operations Forum brings together the leaders shaping the future of private fund compliance.

Hear directly from the SEC on the themes shaping examinations and oversight, so you can better understand where scrutiny is focused and translate those expectations into stronger day to day controls. Benchmark your approach against senior peers and leave with practical strategies to identify gaps, strengthen exam readiness and build a more resilient compliance program.


 

Portrait of Maurya Crawford Keating, Associate Regional Director of the SEC's New York Regional Office.
 

The topics moving compliance and operations.

 

AI governance & compliance tech

Practical frameworks for responsible AI.

 

SEC exam readiness

Regulatory priorities and exam preparation from those who've been through it.
 

 

Operational resilience & books and records

Modernizing recordkeeping, business continuity and day-to-day operational risk.

 

 

Third-party & vendor oversight

Diligence, monitoring and accountability across an increasingly complex vendor stack.

 

 

Data governance & reporting

Data quality, lineage and the infrastructure your compliance program depends on.

 

 

Talent, structure & what's next

Building the compliance function — and the team — your firm will need next.

Hear from industry leaders

Who's in the room

People talking

Confirmed attendees include:

  • Blackstone
  • CCMP Capital
  • Crestview Advisors
  • General Atlantic
  • Madison Dearborn Partners
  • Paine Schwartz Partners
  • Pantheon
  • Partners Group
  • THL Partners
  • Vista Equity Partners

 

 

 

 

 

“I find these forums super valuable just to get together with practitioners who are working in the same world as you, doing the same job as you, and sharing best practices. The human connections you make here are second to none.”

John Stecher, CTO, Blackstone

 

 

John Stecher

 

Ready to join us?
Reserve your place at the premier event for senior compliance and operations leaders in private equity.